Compliance & Risk Management

We provide outsourced compliance services to ensure that you are able to remain compliant with the rules and regulations set out by your local regulatory bodies. We can work with you to ensure that you have robust systems and controls in place and provide any additional compliance or risk management support that you may need.

Compliance & Risk Management: Welcome

Our compliance and risk management services include:

Compliance & Risk Management: Services

Providing suitable individuals to act as Compliance Officer and/or Money Laundering Reporting Officer (MLRO) on an outsourced basis

Training and mentoring or ad/hoc support for an existing in-house Compliance/AML function

Assisting in preparation for regulatory risk assessments or responding to enforcement proceedings

Conducting mock interviews to prepare individuals for authorisation by the local regulator

Compliance and AML focused audits, reviews or special projects

Creating mandatory compliance and anti-money laundering (AML) and counter terrorist financing materials

Level 15, Radio City, No.505 Hennesy Road, Causeway Bay, Hong Kong

Compliance & Risk Management: Contact